Ro Ranzie, IACCP®
Chief Compliance Officer
Rosemarie, better known as “Ro,” brings more than two decades of compliance leadership to Stage Harbor Financial. With a background rooted in both business and finance, she has built her career on one guiding principle: always do the right thing. That commitment defines her work overseeing firm operations, policies, and regulatory standards, ensuring that every client relationship reflects the highest level of integrity and fiduciary care.
As Chief Compliance Officer, Rosemarie focuses on regulatory oversight, policies and procedures, and supervision across the firm. Her experience includes navigating multiple FINRA and SEC audits on both the broker-dealer and advisory sides, experiences that tested her skills and deepened her passion for the discipline.
She holds a bachelor’s degree in Business and Finance from Southern New Hampshire University and the Investment Adviser Certified Compliance Professional (IACCP®) designation, reflecting her longstanding dedication to best practices in compliance and governance.
Outside of work, Rosemarie’s world revolves around her daughter, whose athletic and artistic pursuits she loves to support. She’s also known for her creative streak, from painting and LEGO collecting to her unexpected talent for karaoke (she once won a contest performing Tina Turner).